Sobel & Co.'s Risk Management and Compliance Services Group works with public companies and large privately owned businesses, offering specialized technical skills and outstanding support to help them improve processes, enhance operations and adhere to regulatory compliance. We work closely with the CEO and CFO, the audit committee, board of directors and management team to define the risk environment and then identify and, if needed, strengthen the overall internal control environment.  From identification and documentation through testing and compliance, we can provide all of services required to ensure implementation of best practices, such as:

• Sarbanes-Oxley 404 Compliance
• Internal Audits: Outsourcing and Co-Sourcing
• Internal Controls Review
• U.S. Patriot Act Reviews (including Anti-Money Laundering Compliance)
• Fraud Vulnerability Studies
• Organizational Structure Analysis
• Documentation and Implementation of Policies and Procedures
• The Health Insurance Portability and Accountability Act (HIPAA) Compliance

Impeccable credentials, responsive professionals and a proven track record ensure that our clients will receive the highest possible level of service at a fee that meets their budget.

What is especially distinctive about our firm, though, is our ability to combine both the business advisory and forensic services under one philosophical umbrella to create a new, deeper platform for administering services under a robust Corporate Integrity Program. In this way our clients have the best of both worlds. They have access to professionals who can offer a multidisciplinary approach, identifying practical solutions that leverage talent across all the service segments of our firm.

Please click here to e-mail Brad Muniz, Sobel & Co